0001104659-12-008381.txt : 20120210 0001104659-12-008381.hdr.sgml : 20120210 20120210090438 ACCESSION NUMBER: 0001104659-12-008381 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20120210 DATE AS OF CHANGE: 20120210 GROUP MEMBERS: BIJAN SABET GROUP MEMBERS: PAUL J. CONWAY GROUP MEMBERS: SANTO POLITI GROUP MEMBERS: SPARK CAPITAL FOUNDERS' FUND, L.P. GROUP MEMBERS: SPARK MEMBER FUND, L.P. GROUP MEMBERS: SPARKS CAPITAL, L.P. GROUP MEMBERS: TODD DAGRES SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Mandalay Digital Group, Inc. CENTRAL INDEX KEY: 0000317788 STANDARD INDUSTRIAL CLASSIFICATION: PATENT OWNERS & LESSORS [6794] IRS NUMBER: 222267658 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-34362 FILM NUMBER: 12589704 BUSINESS ADDRESS: STREET 1: 4751 WILSHIRE BOULEVARD STREET 2: THIRD FLOOR CITY: LOS ANGELES, STATE: CA ZIP: 90010 BUSINESS PHONE: (310) 601-2500 MAIL ADDRESS: STREET 1: 4751 WILSHIRE BOULEVARD STREET 2: THIRD FLOOR CITY: LOS ANGELES, STATE: CA ZIP: 90010 FORMER COMPANY: FORMER CONFORMED NAME: NeuMedia, Inc. DATE OF NAME CHANGE: 20100514 FORMER COMPANY: FORMER CONFORMED NAME: Mandalay Media, Inc. DATE OF NAME CHANGE: 20071109 FORMER COMPANY: FORMER CONFORMED NAME: Mediavest, Inc. DATE OF NAME CHANGE: 20050809 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: SPARK MANAGEMENT PARTNERS, LLC CENTRAL INDEX KEY: 0001423574 IRS NUMBER: 203223542 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 137 NEWBURY STREET, 8TH FLOOR CITY: BOSTON STATE: MA ZIP: 02116 BUSINESS PHONE: 617 830 2000 MAIL ADDRESS: STREET 1: 137 NEWBURY STREET, 8TH FLOOR CITY: BOSTON STATE: MA ZIP: 02116 SC 13G/A 1 a12-4554_1sc13ga.htm SC 13G/A

 

 

 

 

 

UNITED STATES

 

 

SECURITIES AND EXCHANGE COMMISSION

 

 

Washington, D.C. 20549

 

 

 

 

SCHEDULE 13G

 

Under the Securities Exchange Act of 1934
(Amendment No. 1)*

 

NeuMedia, Inc.

(Name of Issuer)

Common Stock, $0.0001 par value

(Title of Class of Securities)

562565101

(CUSIP Number)

February 12, 2008

(Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

o

Rule 13d-1(b)

x

Rule 13d-1(c)

o

Rule 13d-1(d)

 

*The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

 

The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 



 

CUSIP No: 562565101

 

 

1.

Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only)
Spark Capital, L.P. (“Spark Capital”)

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

o

 

 

(b)

x

 

 

3.

SEC Use Only

 

 

4.

Citizenship or Place of Organization
Delaware

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

5.

Sole Voting Power
0

 

6.

Shared Voting Power
See response to row 5

 

7.

Sole Dispositive Power
0

 

8.

Shared Dispositive Power
See response to row 7

 

 

9.

Aggregate Amount Beneficially Owned by Each Reporting Person
0

 

 

10.

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  o

 

 

11.

Percent of Class Represented by Amount in Row (9)
0%

 

 

12.

Type of Reporting Person (See Instructions)
PN

 

2



 

CUSIP No: 562565101

 

 

1.

Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only)
Spark Management Partners, LLC

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

o

 

 

(b)

x

 

 

3.

SEC Use Only

 

 

4.

Citizenship or Place of Organization
Delaware

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

5.

Sole Voting Power
0

 

6.

Shared Voting Power
See response to row 5

 

7.

Sole Dispositive Power
0

 

8.

Shared Dispositive Power
See response to row 7

 

 

9.

Aggregate Amount Beneficially Owned by Each Reporting Person
0

 

 

10.

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  o

 

 

11.

Percent of Class Represented by Amount in Row (9)
0%

 

 

12.

Type of Reporting Person (See Instructions)
OO

 

3



 

CUSIP No: 562565101

 

 

1.

Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only)
Spark Member Fund, L.P. (“Spark Member Fund”)

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

o

 

 

(b)

x

 

 

3.

SEC Use Only

 

 

4.

Citizenship or Place of Organization
Delaware

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

5.

Sole Voting Power
0

 

6.

Shared Voting Power
See response to row 5

 

7.

Sole Dispositive Power
0

 

8.

Shared Dispositive Power
See response to row 7

 

 

9.

Aggregate Amount Beneficially Owned by Each Reporting Person
0

 

 

10.

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  o

 

 

11.

Percent of Class Represented by Amount in Row (9)
0%

 

 

12.

Type of Reporting Person (See Instructions)
PN

 

4



 

CUSIP No: 562565101

 

 

1.

Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only)
Spark Capital Founders’ Fund, L.P. (“Spark Founders Fund”)

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

o

 

 

(b)

x

 

 

3.

SEC Use Only

 

 

4.

Citizenship or Place of Organization
Delaware

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

5.

Sole Voting Power
0

 

6.

Shared Voting Power
See response to row 5

 

7.

Sole Dispositive Power
0

 

8.

Shared Dispositive Power
See response to row 7

 

 

9.

Aggregate Amount Beneficially Owned by Each Reporting Person
0

 

 

10.

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  o

 

 

11.

Percent of Class Represented by Amount in Row (9)
0%

 

 

12.

Type of Reporting Person (See Instructions)
PN

 

5



 

CUSIP No: 562565101

 

 

1.

Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only)
Todd Dagres

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

o

 

 

(b)

x

 

 

3.

SEC Use Only

 

 

4.

Citizenship or Place of Organization
USA

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

5.

Sole Voting Power
0

 

6.

Shared Voting Power
0

 

7.

Sole Dispositive Power
0

 

8.

Shared Dispositive Power
0

 

 

9.

Aggregate Amount Beneficially Owned by Each Reporting Person
0

 

 

10.

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  o

 

 

11.

Percent of Class Represented by Amount in Row (9)
0%

 

 

12.

Type of Reporting Person (See Instructions)
IN

 

6



 

CUSIP No: 562565101

 

 

1.

Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only)
Santo Politi

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

o

 

 

(b)

x

 

 

3.

SEC Use Only

 

 

4.

Citizenship or Place of Organization
USA

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

5.

Sole Voting Power
0

 

6.

Shared Voting Power
0

 

7.

Sole Dispositive Power
0

 

8.

Shared Dispositive Power
0

 

 

9.

Aggregate Amount Beneficially Owned by Each Reporting Person
0

 

 

10.

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  o

 

 

11.

Percent of Class Represented by Amount in Row (9)
0%

 

 

12.

Type of Reporting Person (See Instructions)
IN

 

7



 

CUSIP No: 562565101

 

 

1.

Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only)
Bijan Sabet

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

o

 

 

(b)

x

 

 

3.

SEC Use Only

 

 

4.

Citizenship or Place of Organization
USA

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

5.

Sole Voting Power
0

 

6.

Shared Voting Power
0

 

7.

Sole Dispositive Power
0

 

8.

Shared Dispositive Power
0

 

 

9.

Aggregate Amount Beneficially Owned by Each Reporting Person
0

 

 

10.

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  o

 

 

11.

Percent of Class Represented by Amount in Row (9)
0%

 

 

12.

Type of Reporting Person (See Instructions)
IN

 

8



 

CUSIP No: 562565101

 

 

1.

Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only)
Paul J. Conway

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

o

 

 

(b)

x

 

 

3.

SEC Use Only

 

 

4.

Citizenship or Place of Organization
USA

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

5.

Sole Voting Power
0

 

6.

Shared Voting Power
0

 

7.

Sole Dispositive Power
0

 

8.

Shared Dispositive Power
0

 

 

9.

Aggregate Amount Beneficially Owned by Each Reporting Person
0

 

 

10.

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  o

 

 

11.

Percent of Class Represented by Amount in Row (9)
0%

 

 

12.

Type of Reporting Person (See Instructions)
IN

 

9



 

Item 1.

 

(a)

Name of Issuer
NeuMedia, Inc.

 

(b)

Address of Issuer’s Principal Executive Offices
4751 Wilshire Boulevard, Third Floor

Los Angeles, CA 90010

 

Item 2.

 

(a)

Name of Person Filing
Spark Capital, L.P. (“Spark Capital”), Spark Management Partners, LLC (“Spark Management”), Spark Member Fund, L.P. (“Spark Member Fund”), Spark Capital Founders’ Fund, L.P. (“Spark Founders Fund”), Todd Dagres (“Dagres”), Santo Politi (“Politi”), Bijan Sabet (“Sabet”) and Paul J. Conway (“Conway”)  The foregoing entities and individuals are collectively referred to as the “Reporting Persons.”

 

Dagres, Politi, Sabet and Conway are the sole managing members of Spark Management, the sole general partner of each of Spark Capital, Spark Member Fund and Spark Founders Fund.  Each of Spark Member Fund and Spark Founders Fund invests alongside Spark Capital in investments made by Spark Capital.

 

(b)

Address of Principal Business Office or, if none, Residence
Spark Capital

137 Newbury Street

Boston, MA 02116

 

(c)

Citizenship
Dagres, Politi, Sabet and Conway are United States citizens.  Spark Capital, Spark Member Fund and Spark Founders Fund are limited partnerships organized under the laws of the State of Delaware.  Spark Management is a limited liability company organized under the laws of the State of Delaware.

 

(d)

Title of Class of Securities
Common Stock, $0.0001 par value per share

 

(e)

CUSIP Number
562565101

 

Item 3.

If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:

 

(a)

o

Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o).

 

(b)

o

Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c).

 

(c)

o

Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c).

 

(d)

o

Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C 80a-8).

 

(e)

o

An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E);

 

(f)

o

An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F);

 

(g)

o

A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);

 

(h)

o

A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);

 

(i)

o

A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);

 

(j)

o

Group, in accordance with §240.13d-1(b)(1)(ii)(J).

 

Not Applicable

 

10



 

Item 4.

Ownership

 

The approximate percentages of Common Stock reported as beneficially owned by the Reporting Persons is based upon 41,670,746 shares of Common Stock outstanding as of November 6, 2011, as reported in the Issuer’s Quarterly Report on Form 10-Q dated as of November 6, 2011.

 

The following information with respect to the ownership of the shares of the issuer by the Reporting Persons filing this Statement is provided as of November 6, 2011:

 

Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.

 

(a)

Amount beneficially owned:

See Row 9 of cover page for each Reporting Person.

 

(b)

Percent of class:   

See Row 11 of cover page for each Reporting Person.

 

(c)

Number of shares as to which the person has:

 

 

 

(i)

Sole power to vote or to direct the vote

See Row 5 of cover page for each Reporting Person.

 

 

(ii)

Shared power to vote or to direct the vote

See Row 6 of cover page for each Reporting Person.

 

 

(iii)

Sole power to dispose or to direct the disposition of   

See Row 7 of cover page for each Reporting Person.

 

 

(iv)

Shared power to dispose or to direct the disposition of   

See Row 8 of cover page for each Reporting Person.

 

Item 5.

Ownership of Five Percent or Less of a Class

If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following  x

 

 

Item 6.

Ownership of More than Five Percent on Behalf of Another Person

 

Under certain circumstances set forth in the limited partnership agreements of Spark Capital, Spark Member Fund and Spark Founders Fund and the limited liability company agreement of Spark Management, the general and limited partners or members of each such entity, as applicable, may be deemed to have the right to receive dividends from, or the proceeds from, the sale of shares of the issuer owned by each such entity of which they are a partner or member, as applicable.

 

Item 7.

Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person

 

Not Applicable.

 

Item 8.

Identification and Classification of Members of the Group

 

Not Applicable.

 

Item 9.

Notice of Dissolution of Group

 

Not Applicable.

 

11



 

CUSIP No: 562565101

 

Item 10.

Certification

 

Not Applicable.

 

SIGNATURES

 

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

Date:  February     , 2012

 

 

 

SPARK CAPITAL, L.P.

 

 

 

 

 

 

By:

Spark Management Partners, LLC

 

 

 

 

 

 

 

 

 

 

By:

*

 

 

 

Managing Member

 

 

 

 

 

 

 

 

 

 

SPARK MANAGEMENT PARTNERS, LLC

 

 

 

 

 

 

 

 

 

 

By:

*

 

 

 

Managing Member

 

 

 

 

 

 

SPARK MEMBER FUND, L.P.

 

 

 

 

 

 

By:

Spark Management Partners, LLC

 

 

 

 

 

 

 

 

 

 

By:

*

 

 

 

Managing Member

 

 

 

 

 

 

SPARK CAPITAL FOUNDERS’ FUND, L.P.

 

 

 

 

 

 

By:

Spark Management Partners, LLC

 

 

 

 

 

 

 

 

 

 

By:

*

 

 

 

Managing Member

 

 

 

 

 

 

TODD DAGRES

 

 

 

 

 

 

 

 

 

 

By:

*

 

 

 

Todd Dagres

 

 

 

 

 

 

 

 

 

 

SANTO POLITI

 

 

 

 

 

 

 

 

 

 

By:

*

 

 

 

Santo Politi

 

12



 

CUSIP No: 562565101

 

 

 

BIJAN SABET

 

 

 

 

 

 

 

 

 

 

By:

*

 

 

 

Bijan Sabet

 

 

 

 

 

 

 

 

 

 

PAUL J. CONWAY

 

 

 

 

 

 

 

 

 

 

By:

*

 

 

 

Paul J. Conway

 

 

 

 

 

 

 

 

*By:

/s/ Paul J. Conway

 

 

 

Name:

Paul J. Conway

 

 

 

 

Attorney-in-Fact

 

 

 

 

[This Schedule 13G was executed pursuant to a Power of Attorney.  Note that copies of the applicable Powers of Attorney are already on file with the appropriate agencies.]

 

13



 

CUSIP No: 562565101

 

EXHIBIT I — AGREEMENT OF JOINT FILING

 

Pursuant to Rule 13d-1(k)(1) under the Securities Exchange Act of 1934, the undersigned hereby agree that only one statement containing the information required on Schedule 13G need be filed with respect to ownership by each of the undersigned of shares of Common Stock of NeuMedia, Inc.

 

Dated February     , 2012

 

 

 

SPARK CAPITAL, L.P.

 

 

 

 

 

 

By:

Spark Management Partners, LLC

 

 

 

 

 

 

 

 

 

 

By:

*

 

 

 

Managing Member

 

 

 

 

 

 

 

 

 

 

SPARK MANAGEMENT PARTNERS, LLC

 

 

 

 

 

 

 

 

 

 

By:

*

 

 

 

Managing Member

 

 

 

 

 

 

SPARK MEMBER FUND, L.P.

 

 

 

 

 

 

By:

Spark Management Partners, LLC

 

 

 

 

 

 

 

 

 

 

By:

*

 

 

 

Managing Member

 

 

 

 

 

 

SPARK CAPITAL FOUNDERS’ FUND, L.P.

 

 

 

 

 

 

By:

Spark Management Partners, LLC

 

 

 

 

 

 

 

 

 

 

By:

*

 

 

 

Managing Member

 

 

 

 

 

 

 

 

 

 

TODD DAGRES

 

 

 

 

 

 

 

 

 

 

By:

*

 

 

 

Todd Dagres

 

 

 

 

 

 

SANTO POLITI

 

 

 

 

 

 

 

 

 

 

By:

*

 

 

 

Santo Politi

 

14



 

CUSIP No: 562565101

 

 

 

BIJAN SABET

 

 

 

 

 

 

 

 

 

 

By:

*

 

 

 

Bijan Sabet

 

 

 

 

 

 

 

 

 

 

PAUL J. CONWAY

 

 

 

 

 

 

By:

*

 

 

 

Paul J. Conway

*By:

/s/ Paul J. Conway

 

 

 

Name:

Paul J. Conway

 

 

 

 

Attorney-in-Fact

 

 

 

 

This Schedule 13G was executed pursuant to a Power of Attorney.  Note that copies of the applicable Powers of Attorney are already on file with the appropriate agencies.]

 

15